Lithium Equity Intelligence

RK Equity Advisors is a leading proprietary research

and capital markets advisory firm with a global reach focused on the lithium-ion battery materials supply chain.

Our Initiatives


Lithium-ion Bull is a periodic commentary about the companies supplying lithium and other raw materials.

Subscribing to this newsletter ensures your access to the most recent and insightful lithium happenings.

The Lithium-ion Rocks! podcast focuses on fundamental equity analysis and offers

perspectives from C-suite executives, industry analysts and Wall Street investors.

Available on iTunes, Spotify, Soundcloud and more.

Howard Klein and Rodney Hooper frequently publish articles and are involved in interviews.

Their insights have been published on platforms such as INN and Mining Beacon.

Howard Klein and Rodney Hooper share their insights on the Rock Stock Channel.

This new initiative can be found on YouTube. 


About us

In a Nutshell

What we do

RK Equity advises a variety of corporates and investors across the lithium-ion

battery and technology metals supply chain.

A Global Reach

Based in New York City and Cape Town South Africa, RK Equity’s clients and audience reach over 50 countries in North and South America, Europe, Australasia and Africa.


Our Team

RK Equity is led by Howard Klein and Rodney Hooper, each with over 25 years’ experience 

in investment banking, portfolio management, corporate advisory, 

equity and derivatives sales and investor relations.

Our Services

  • Proprietary industry and equity research

  • Expert capital markets and structuring advisory

  • Bespoke investor relations solutions & capital introduction.


Our Clients

  • Producing and developing resource issuers

  • Institutional hedge funds

  • Mutual funds

  • Private equity

  • Family offices

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Our Team

Howard Klein

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Howard founded boutique capital markets advisory firm RK Equity in 2002. 


He has over 25 years capital markets and investing experience across multiple investment themes in natural resources, including, gold, iron ore and lithium. From 1997-2001 Howard led the institutional equity sales desk of SG Cowen Securities focused on the EMEA region, as well as Japan. 


Howard spent the first 5 years of his career as an analyst focused on privatization in Eastern Europe at Thomson Financial and as an investment banker in Budapest, Hungary.  Howard holds a B.A. in Economics from the University of Michigan and an M.B.A. in Finance from Columbia University.


Howard speaks regularly at investment conferences and to the financial media about the disruptive battery metals thematic.

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Rodney Hooper


Rodney started his career in asset management in 1992 and became a portfolio manager and head of derivatives and quantitative research. He has previously been ranked amongst the top 3 derivatives analysts in the independent Financial Mail surveys.


From 2005-2008, based in London, he ran a proprietary mining book for a large bank focusing on early stage commodity companies, in particular, iron ore, copper and nickel. From 2009 - 2015 Rodney ran the South African equity derivatives desk for Macquarie Bank and sat on the executive committee. Since 2015 he has been providing energy vehicle battery metals research and investment advisory to clients. 


Rodney holds a B.A. honours degree in Economics from the University of Natal and a CFA. In addition, he is a fellow of the Institute of Financial Markets in South Africa.


Rodney regularly publishes articles on key lithium battery issues and individual share reports.

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Get in touch

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