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© 2020 by RK EQUITY AND LIBULL

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Lithium-ion Rocks, Rock Stock Channel and Lithium-ion Bull are periodic publications, written and/or produced by RK Equity Advisors, LLC. In this article/episode and any other newsletters, podcasts or videos Howard Klein and/or RK Equity affiliate Rodney Hooper may share some rationale for a stock in which we have some conviction – for or against – and may own directly in our own retirement or taxable accounts. If you agree or disagree with and act on or against the rationale of anything written in this or any other Lithium-ion Bull or Lithium-ion Rocks! podcast or Rock Stock Channel video, that is your free choice. But to be clear, the commentary you’re reading, hearing or seeing is not investment advice, nor a recommendation and may not be unbiased. RK Equity, Howard Klein and Rodney Hooper are not registered investment advisors nor a broker-dealer.  We may act, or may have acted in the past, as a financial advisor, or capital raiser for certain of the companies mentioned herein and may receive, or may have received, remuneration for services from those companies. Howard Klein, Rodney Hooper, RK Equity may make purchases and/or sales of securities mentioned here-in from time to time, subject, of course, to restricted periods in which we may possess material, non-public information. As of December 12, 2020 RK Equity, Howard Klein or Rodney Hooper own securities in Mineral Resources, Piedmont Lithium, E3 Metals Corp, Albermarle, Livent, European Metals Holdings, Bacanora, Critical Elements, Frontier Lithium, Camino Corp, Talon Metals, Nouveau Monde Graphite and have or have had over the past 60 months fee-paying advisory assignments with Western Lithium/Lithium Americas, CleanTeq, Millennial Lithium, Altura Mining, E3 Metals Corp, NeoMetals, Critical Elements, Nouveau Monde Graphite, Kidman Resources, Nemaska, Camino Corp, Bacanora, European Metals Holdings, Savannah Resources, Talon Metals, Lithium Power International and Piedmont Lithium. The information contained herein is not financial advice and whether in part or in its entirety, neither constitutes an offer nor makes any recommendation to buy or sell any securities.